D-9.2, r. 7 - Regulation respecting the issuance and renewal of representatives’ certificates

Section 12 Disposition versions

2016-01-01

12. A representative authorized to act in the financial planning sector under a certificate issued by the Authority, in accordance with section 57 of An Act respecting the distribution of financial products and services (chapter D-9.2), uses the title “financial planner” or the abbreviation “F. Pl.”.

With the exception of paragraphs 4 to 6 of section 13 and sections 13.1 and 13.2, Divisions I to VI of Chapter II and section 55 hereof do not apply to financial planners.

M.O. 2010-04, s. 12; M.O. 2013-02, s. 1; M.O. 2015-14, s. 1.

2013-04-01

12. A representative authorized to act in the financial planning sector under a certificate issued by the Authority, in accordance with section 57 of An Act respecting the distribution of financial products and services (chapter D-9.2), uses the title “financial planner” or the abbreviation “F. Pl.”.

With the exception of paragraphs 4 to 6 of section 13 and sections 13.1 and 13.2, Divisions I to VI of Chapter II and the first, second and fourth paragraphs of section 55 hereof do not apply to financial planners.

M.O. 2010-04, s. 12; M.O. 2013-02, s. 1.

2012-09-01

12. A holder of a diploma issued by the Institut québécois de planification financière authorized under a certificate issued by the Autorité des marchés financiers to act in the financial planning sector uses the title of “financial planner” or the abbreviation “F.Pl”.

Excluding paragraphs 4 to 6 of section 13, Divisions I to V of Chapter II and the first and second paragraphs of section 55 hereof do not apply to financial planners.

M.O. 2010-04, s. 12.